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SEBI Registration No: INZ000277934
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NSE MANDATORY DISPLAY
Annexure B - Mandatory Display
KYC Folder
New KYC Individuals Form
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First New KYC Cor annexures word form DTD 12-12-24
First New KYC Ind annexures word form DTD 12-12-24
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Form No. SH-13
Form No. SH-14
POLICIES
Treatment of Inactive Dormant Client Accounts
Surveillance Policy
Risk_Management
Policy on Conflict of Interest
Policy on Circulation of Unauthenticated News
Policy for Pre-Funded Instruments
Policy for NISM Series VII- Certification
Policy for Inactive Client Accounts
Policy for Client Code Modification
Internal Policy for NISM Series VII
Risk Management
Policies of Insepection
Internal Controls
Internal Controls RMS
PMLA Policy
Code of Conduct of Board of Directors and Senior Management
Code Of Internal Procedures
Code of Practices and Procedure for Fair Disclosure
Document Retention and Archival Policy
Policy on determination of materiality of Events
Policy on leak of UPSI
Policy on Material RPT
Policy on Prevention of Sexual Harassment at Workplace
Remuneration Policy
Whistle Blower Policy
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